Skip to main content
Securian Financial
Michael Steinert

Mike Steinert, JD

Vice President and Chief Compliance Officer

In his role, Mike is responsible for leading the internal processes and resources devoted to ensuring Securian Asset Management (Securian AM) and Securian Funds Trust comply with federal securities laws and regulations. He chairs Securian AM's internal compliance controls committee and develops and implements all compliance policies and procedures, including Securian AM's code of ethics.

Experience

Mike started his career in the financial services industry in 2001. He joined Securian Financial in 2008 as an attorney, advising the group insurance and individual annuities business. Prior to assuming his current role with Securian AM in 2017, Mike served as senior counsel for Securian Financial, providing advice and counsel to Securian Funds Trust on the legal and regulatory issues relating to the Trust's mutual funds.

Education

  • Juris Doctor, William Mitchell College of Law
  • Bachelor of Science in business, Carlson School of Management, at the University of Minnesota – Twin Cities

Registrations/Licenses

  • Licensed Attorney
  • Investment Adviser Certified Compliance Professional

Contact info

Mike Steinert
JD

Vice President and Chief Compliance Officer


1021430